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ISO/IEC 42001: AI Management System Standard

Understand the international standard for establishing, implementing, maintaining, and continually improving an Artificial Intelligence Management System (AIMS).

PublishedDecember 2023TypeInternational StandardScopeAI Management Systems

What is ISO/IEC 42001?

ISO/IEC 42001 AI Management System Standard

ISO/IEC 42001:2023 is an international standard for establishing, implementing, maintaining, and continually improving an Artificial Intelligence Management System (AIMS) within an organization.

An AIMS provides a structured way to establish AI policies, objectives, processes, responsibilities, and governance practices. Rather than focusing on one particular AI model or application, ISO/IEC 42001 helps organizations manage AI-related risks and opportunities at an organizational level.

ISO describes ISO/IEC 42001 as the world's first AI management system standard. It uses a management-system approach to help organizations govern AI responsibly while addressing areas such as risk, transparency, and continuous improvement.

What does ISO/IEC 42001 require?

ISO/IEC 42001 establishes the requirements for implementing and continually improving an Artificial Intelligence Management System (AIMS). The standard follows the ISO management system structure, with requirements organized across Clauses 4–10 and AI-specific controls provided in Annex A.

Clause 4

Organizational Context

Define the scope of the AIMS, understand the organization's context, and identify relevant stakeholders and requirements.

Clause 5

Leadership & AI Governance

Establish an AI policy, demonstrate leadership commitment, and assign roles and responsibilities for AI governance.

Clause 6

Planning & AI Risk Management

Identify AI-related risks and opportunities, conduct risk assessments, define treatment plans, and establish AI objectives.

Clause 7

Support & Resources

Ensure the necessary resources, competence, awareness, communication, and documented information to support the AIMS.

Clause 8

AI System Operations

Plan, implement, and control AI system lifecycle processes including design, data management, testing, and deployment.

Clause 9

Performance Evaluation

Monitor, measure, and evaluate AIMS performance through internal audits, management reviews, and continuous improvement cycles.

Clause 10

Continual Improvement

Address nonconformities, take corrective actions, and continually improve the suitability and effectiveness of the AIMS.

Annex A

AI-Specific Controls

Apply 38 controls across 8 control objectives covering data governance, transparency, human oversight, and responsible AI operations.

ISO/IEC 42001 at a Glance

ISO/IEC 42001 establishes the requirements for implementing and continually improving an Artificial Intelligence Management System (AIMS). The standard follows the ISO management system structure, with requirements organized across Clauses 4–10 and AI-specific controls provided in Annex A.

STANDARDISO/IEC 42001: 2023
PUBLISHEDDecember 2023
EDITION01
STATUSPublished
SCOPEISO/IEC 42001: 2023
TECHNICAL COMMITTEEISO/IEC JTC 1/SC 42
APPROACHManagement system based on Plan-Do-Check-Act
APPLICABILITYOrganizations developing, providing, or using AI-based products or services

ISO states that ISO/IEC 42001 can apply across different AI applications and contexts and to organizations of any size involved in developing, providing, or using AI-based products or services.

Who should consider ISO/IEC 42001?

ISO/IEC 42001 is designed for organizations of different sizes, industries, and sectors involved in developing, providing, or using AI-based products and services. This includes private companies, nonprofits, and public-sector organizations.

AI developers

AI developers

Organizations designing, training, integrating, or developing AI systems and AI-enabled products.

Regulated organizations

Regulated organizations

Organizations operation in environments where AI use intersects with privacy, security, risk management, or sector-specific requirements

Public sector organizations

Public sector organizations

Government agencies and other public-sector entities developing or using AI to support operations and public services

Organizations using AI

Organizations using AI

Enterprises adopting third-party or internally developed AI across business processes, applications, and employee workflows.

AI providers

AI providers

Organizations designing, training, integrating, or developing AI systems and AI-enabled products.

ISO/IEC 42001 Readiness Checklist

Define the scope of your Artificial Intelligence Management System
Establish an organizational AI policy and objectives
Define roles, responsibilities, and accountability for AI
Identify relevant AI systems and their organizational context
Establish processes for assessing AI risks
Assess potential impacts associated with relevant AI systems
Determine and implement appropriate controls
Establish appropriate data management processes
Maintain necessary policies, procedures, and records
Monitor and measure AIMS performance
Establish an internal audit process
Conduct management reviews
Address nonconformities and take corrective action
Continually improve the AIMS

How ISO/IEC 42001 fits into the AI compliance landscape

ISO/IEC 42001 can sit alongside other standards, frameworks, and regulations addressing AI risk, information security, and responsible AI.

AI Compliance Landscape
NIST AI Risk Management Framework

NIST AI Risk Management Framework

NIST AI RMF provides a voluntary framework for managing AI risks through four core functions: Govern, Map, Measure, and Manage. ISO/IEC 42001 takes a management-system approach, establishing organizational requirements for managing AI-related risks and opportunities.

ISO/IEC 42005

ISO/IEC 42005

ISO/IEC 42005:2025 provides guidance on AI system impact assessment (AI SIA), helping organizations assess and mitigate potential impacts across the AI system lifecycle.

ISO/IEC 23894

ISO/IEC 23894

ISO/IEC 23894:2023 provides guidance specifically for managing AI-related risks. It is intended for organizations that develop, produce, deploy, or use AI-enabled products, systems, and services.

ISO/IEC 27001

ISO/IEC 27001

ISO/IEC 27001:2022 establishes requirements for Information Security Management Systems (ISMS), providing foundational cybersecurity and data protection controls complementary to ISO/IEC 42001.

Frequently Asked Questions

Official ISO/IEC 42001 Resources

For authoritative information about ISO/IEC 42001 and related AI standards, refer to the official sources:

Solution Brief

ISO/IEC 42001

ISO/IEC 42001 Solution Brief
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